
Judicial Code
Worker's Compensation Ordinance
PART
A
ADMINISTRATION
AND ENFORCEMENT
Section
1.
Purpose:
By adoption of this Ordinance, the Tribal Council
of the Prairie Island Indian Community (herein after referred to as Tribal
Council) intends to provide the compensation outlined herein to employees of the
Community and its business enterprise located on the Community’s reservation
for injuries arising out of the employment relationship with the employer.
The Tribal Council hereby declares this Ordinance is not remedial in any
sense and is not to be given a broad liberal construction in favor of any
claimant or employee.
Section
2.
Enforcement:
The
Tribal Council is charged with the duty and authority to carry out and enforce
the provisions of this Ordinance. The
Tribal Council may make rules and regulations consistent with the provisions of
this Ordinance, to carry out the provisions of this Ordinance.
Rules adopted pursuant to this Ordinance shall be effective for one year
after adoption.
Section
3.
Administration:
The
Tribal Council may delegate claims administration, dispute resolution,
record-keeping, loss management, reporting and related administration pursuant
to this Ordinance to a third-party administrator. The Tribal Council shall have the authority to contract with
such third party administrator for administrative services.
Section
4.
Responsibility Assumed by Employer:
The
responsibility of the Prairie Island Indian Community in Minnesota is limited to
the compensation provided by this Ordinance, and such responsibility shall not
be expanded except by amendment of the Ordinance by the Tribal Council pursuant
to the constitution and by-laws of the Prairie Island Community in Minnesota.
Enactment of this Ordinance shall not be construed as a waiver of
sovereign immunity except as to the limits of the compensation provided by this
paragraph. The Prairie Island
Indian Community hereby limits its annual financial responsibility pursuant to
the terms of this Ordinance to an amount specified by rule for the total of all
claims made hereunder and in no event shall one individual claim exceed the
terms as delineated in Part D of this Ordinance.
PART B
DEFINITIONS AND GENERAL PROVISION
Section
1.
Citation:
This
Ordinance shall be known and cited as the “Prairie Island Indian Community
Workers’ Compensation Ordinance.”
Section
2.
Definitions:
“Average
weekly wage” means the injured employee’s earnings over the 26 weeks prior
to the date of injury, including holiday pay and vacation pay, divided by the
number of calendar weeks during the 26-week period that the employee actually
worked. For purposes of determining
the number of weeks the employee actually worked, holiday and vacation days
shall be included as working days. The determination of average weekly wage
under this section shall consider only those earnings from Prairie Island Indian
Community from
employment
at the time of the injury, other than with the employer shall be excluded for
purposes of calculating average weekly wage.
“Earnings,”
for purposes of calculating weekly wage only, means compensation for work
performed, excluding the value of any fringe benefits (such as bonuses, profit
sharing, insurance, or meals). Overtime
earnings shall be included as earnings only if the employee earned overtime
wages in more than half of the number of weeks the employee actually worked in
the 26 weeks preceding the injury. Tips
shall not be included unless reported by the employee to the employer or
government revenue service prior to the date of injury.
“Injury”
means an actual physical injury to the body, which may arise by accident under
circumstances arising out of and in the course of employment.
“Employee”
means an individual hired by the Tribal Council, its agents or delegates, who
was paid or owed actual wages.
“Employer”
means the Prairie Island Indian Community in Minnesota or any economic
enterprise thereof.
Section
3
Right of Action When a Third Person
is Liable¾Election by
Employee:
Whenever
an injury for which benefits are payable under this Ordinance occurs under
circumstances creating a legal liability in a person other than the employer,
the injured employee may either claim benefits under this Ordinance or proceed
at law against such other person to recover damages, but the employee shall not
pursue claims against both.
Section
4
Compensation Paid by Employer¾Reimbursement
from Third Party:
If
benefits have been awarded or paid under this Ordinance, and the employee has
suffered damages for which another person is legally liable on account of the
same injury or condition for which benefits were paid, the employer may collect
in its own name or that of the injured employee or may recover from the employee
an amount equal to the amount of benefits paid by the employer to the employee.
Acceptance of benefits under this section constitutes an assignment of
the employee’s rights to the employer to the extent of benefits paid or
payable.
Section
5.
Assignability:
No
claim for benefits under this Ordinance is assignable, and all benefits are
exempt from claims of creditors except those for child and spousal support
obligations. If the employer is
served with a valid child support order or spousal maintenance support order by
a court of any jurisdiction of the United States, the employer shall deduct the
child support or maintenance obligation from compensation otherwise payable
under this Ordinance and pay the deducted amount directly to the court or its
designated agent.
Section
6.
Waiver of Privilege:
Application
for or acceptance of any benefits under this Ordinance shall constitute a waiver
of privilege by the employee or the employee’s dependents.
Immediately upon request by the Ordinance Administrator, the employee
shall provide such medical, employment, social security, state agency,
educational, or other authorizations as may be requested by the Ordinance
Administrator. Failure to provide
the requested authorizations shall result in a delay of benefits until the
authorizations are provided, or a dismissal of the claim, in the discretion of
the Prairie Island Indian Community Worker’s Compensation Court, hereinafter
referred to as “the Court.”
Section
7.
Burden and Standard of Proof:
Except
where explicitly stated otherwise, the burden of proof is on the party advancing
a particular claim or defense, and the standard of proof is by a preponderance
(greater weight) of the evidence.
PART C
COVERED EMPLOYMENT AND EXCEPTIONS
TO COVERAGE
Section
1.
Limitation of Rights and Remedies of
Employees:
The
rights and remedies of an employee or dependent covered by this Ordinance for
personal injury or death arising out of and in the course of employment are
limited to those described in this Ordinance, and shall exclude all other rights
and remedies the employee or dependent may have under common law or the
workers’ compensation statutes of any state, including those of the
employee’s personal representative or next of kin for injury or death arising
out of and in the course of employment against the employer or any employee.
Any and all expenses incurred by the Prairie Island Indian Community,
Ordinance Administrator, or the Prairie Island Indian Community Workers’
Compensation Court resulting from an employee’s pursuit of claims in such
other jurisdictions shall be recouped from future payments of compensation to
the employee, whether for the same injury or not, and from the employee’s
wages with the employer, if any. Credit
applied against future payments shall not exceed 25 percent of each future
payment except in cases of lump sum payment of permanent impairment benefits, or
final payment of wages upon the employee’s resignation or termination.
Such recoupment of expenses shall not be construed to a waiver of the
limitation of rights and remedies outlined in this section.
Section
2.
Non-Waiver of Rights:
Neither
the Tribal Council nor its agents or delegates shall require any employee to
waive the employee’s rights and remedies under this Ordinance as a condition
of employment, and no contract or agreement, express or implied and no rule or
regulation shall operate to relieve the Prairie Island Indian Community in
Minnesota in whole or in part of any obligation created by this Ordinance except
as specifically provided herein.
Section
3.
Exclusions:
To
qualify for workers’ compensation benefits under this Ordinance, the injury or
death must arise out of and in the course of employment with the Prairie Island
Indian Community. No benefits under
this Ordinance shall be allowed for any injury or death caused by or arising out
of:
(a)
Gross negligence of the injured employee;
(b)
Disobedience by the employee of instructions, whether verbal or written,
from the employer which instructions, if followed, would have reasonably
prevented or significantly reduced the likelihood of the injury or death;
(c)
Refusal or failure of the injured employee to use a safety device or
appliance furnished by the employer which if used would have reasonably
prevented or significantly reduced the likelihood of injury or death;
(d)
Horseplay engaged in by the injured employee which significantly
contributes to the injury or death;
(e)
The injured employee’s intoxication, use of any illegal substance or
abuse of any prescription medication which contributes to the employee’s
injury or death;
(f)
Self-inflicted injury, including suicide;
(g)
Cumulative trauma, repetitive, overuse and Idiopathic injury (meaning an
injury or condition arising from an obscure or unknown cause);
(h)
Work performed by or as an independent contractor;
(i)
The injury or death of an employee of a subcontractor or independent
contractor whether insured or uninsured for workers’ compensation liability,
even though the injury may occur on tribal lands;
(j)
Activities of the injured employee during all breaks, or traveling to or
from work. However, any injury directly and substantially related to
business travel or injury occurring in the parking lots of the employer or an
on- premise injury occurring while enroute to the employee’s next shift shall
be covered under this ordinance subject to all other defenses and exceptions;
(k)
Activities, personal or otherwise, of the injured employee which do not
provide a substantial benefit to the employer and which contributed to the
injury. Injuries during company
gatherings are excluded unless the employer requires attendance;
(l)
Intentional acts other than those arising directly out of the employment
relationship;
(m)
An emotional and/or mental condition, component or dysfunction;
(n)
A pre-existing degenerative condition established by objective medical
evidence, whether pre- or post-injury. For
purposes of this section, a pre-exiting degenerative condition includes a
degenerative disease, congenital condition, traumatically induced condition, or
chronic illness or injury, which is a significant and material factor
contributing to the employee’s disability or need for medical treatment.
(o)
The employee’s failure, prior to commencement of employment, to
disclose a physical condition which prevented the employee from safely
performing the work for which the employee was hired or which was a substantial
contributing factor to the injury;
(p)
Volunteer activities of the injured individual;
(q)
Environmental illness, or chemical sensitivity caused by agents to which
the general public at the employer’s premises are exposed.
(r)
Failure to work within current documented medical restrictions.
The burden of
proof under this section shall be on the employer.
PART D
EXTENT OF COMPENSATION
Section
1.
Total Disability¾Entitlement
and Nature of Benefits:
a.
Definition. An
employee is totally disabled if the employee is unable to perform any available
work activities, due to a work injury which occurred during employment with the
employer.
b.
Amount of Benefits.
A totally disabled employee shall received compensation pursuant in
accordance with rules promulgated under this ordinance.
The amount of compensation payable pursuant to this section to an
employee who simultaneously received or is entitled to receive unemployment
benefits, private disability benefits, social security disability benefits, PERA
benefits, public or private retirement benefits or annuities, or social security
retirement benefits, which benefits are paid for the same injury or condition as
the work injury, shall be reduced dollar for dollar by such other benefits paid.
c.
Commencement of Compensation.
No compensation shall be paid for an injury which does not totally
disable the employee for a period to be established by rule.
Section
2.
Partial Disability Benefits:
If
an injured employee is partially disabled from work, such that the effects of
the injury render the employee unable to earn the equivalent of the pre-injury
average weekly wage, the employee shall receive compensation as specified by
rule promulgated hereunder. If an
employee engages in employment for which the employee is ill-suited, or provides
wages less than the employee’s post-injury earning capacity, or at which the
employee suffers a significant wage loss, partial disability benefit shall be
paid based on the employee’s post-injury earning capacity, not on the
employee’s actual earnings. Partial
Disability Benefits shall not be adjusted.
Section
3.
Duration of Total or Partial
Disability Benefits:
Benefits
paid pursuant to Part D, Sections 1 or 2 shall be subject to the following
limitations:
a.
Temporary total disability benefits shall cease immediately following the
date the medical records clearly evidence that a physician has made a reasonable
determination that the employee has reached maximum medical improvement.
“Maximum medical improvement” means the date after which no further
significant recovery from or significant lasting improvement to a personal
injury can reasonably be anticipated, based upon reasonable medical probability,
irrespective of subjective complaints of pain.
Once the date of maximum medical improvement has been determined, no
further determination of other dates of maximum medical improvement for that
personal injury is permitted. The determination that an employee has reached maximum
medical improvement shall not be rendered ineffective by the worsening of the
employee’s medical condition and recovery therefrom.
b.
In no case shall temporary or partial disability benefits be paid beyond
a specified number of weeks subsequent to the date of injury as specified by
rule, or after the employee’s planned date of retirement, whichever event
occurs first.
However, an
employee who proves by clear and convincing evidence an inability to engage in any
employment as a substantial result of injury shall receive benefits during such
disability until their presumed planned date of retirement as established by
rule, or up to 20 years from the date of injury, whichever event occurs first.
An employee
receiving such benefits has an ongoing obligation to apply for social security
disability or retirement benefits or any other disability or retirement benefits
to which the employee may be entitled. An
employee’s weekly benefits may be suspended for the employee’s failure to
apply for such benefits which are reasonably attainable.
c.
Compensation shall not be paid for any period during which the employee
is incarcerated in a penal institution.
d.
Compensation shall be terminated, and shall not recommence if the
employee declines or quits work within the employee’s physical restrictions,
is terminated for misconduct, fails to make a diligent effort to find
employment, fails to maintain contact with their supervisor or manager at least
once per week, or fails to cooperate with reasonable medical or vocational
rehabilitation. This section shall not be construed to require the employee
to undergo invasive medical procedures.
e.
When a period of total or partial disability occurs subsequent to
treatment
with a health care provider or physician other than those identified by
Rule
008 hereunder, compensation will be denied in its entirety.
Section 4.
Permanent Partial Disability Benefits:
a.
Amount of Disability. Permanent
Partial Disability shall be limited to objective based findings and per the
Minnesota Schedule for permanent partial disability rating. See Exhibit I.
b.
Method of Rating.
Permanent partial disability rating must be based upon objective
evidence, meaning reproducible and consistent clinical findings.
No permanent partial disability ratings shall apply to soft tissue,
strain & sprain injuries.
c.
Apportionment. If
any portion of the permanent partial disability rating is attributable to a
preexisting condition, whether previously rated or not, the employee shall
receive permanent partial disability benefits only for that portion of the
permanent injury attributable to the work injury.
d.
Method of Payment.
When the extent of permanent partial disability is not disputed, payment
of partial disability benefits shall be made in a lump sum within 30 days of
receipt of the medical report containing the nondisputed rating if the employee
consistently worked at least part time for a period in excess of 30 days. If the employee is not working at the time the permanent
partial disability is assessed, permanent partial disability benefits shall be
paid periodically at the same rate and at the same intervals as compensation was
originally paid, provided that periodic permanent partial disability benefits,
and temporary total disability benefits shall not be paid concurrently.
However, if the employee begins working and continues working for a
period of 30 days after the commencement of periodic permanent partial
disability benefits, the remaining unpaid permanent partial disability benefits
shall be paid in a lump sum.
If
the extent of permanent partial disability is disputed, the party disputing the
permanency rating may request appointment of a neutral medical examiner by the
Court, to determine the extent of permanent partial disability.
The determination of the neutral medical examiner shall be binding on
both parties and payment of the permanent partial disability shall be made
within 30 days after receipt by the Ordinance Administrator of the neutral
medical examiner’s report.
In the event that an employee dies prior to the payment of permanent partial
disability benefits pursuant to this section, unpaid permanent partial
disability benefits survive the employee and are payable to the employee’s
dependents only if the permanency was ascertainable from medical records
existing at the time of the employee’s death.
Section 5.
Health Care Benefits:
a.
The employer shall pay for reasonable and necessary services provided by
health care providers as identified by rule hereunder.
A claim will be disallowed in its entirety if the employee is not treated
by a designated health care provider. Benefits
will be paid if medical treatment by an outside medical provider is a referral
from a designated medical provider/physician and is approved by the Ordinance
Administrator prior to treatment. First
visit to a designated health care clinic (does not include emergency room or
ambulance service) for medical treatment for a possible work related injury will
be paid even if the claim is denied.
Medical mileage shall be paid where medical treatment is outside the
designated health care providers. Medical
mileage shall be paid at the same rate per mile as business travel for the tribe
is reimbursed, not to exceed one hundred miles per trip unless pre-authorized by
the Administrator.
Purchase, repair or replacement of prosthetic or orthotic devices,
splints, braces, hearing aids, prescription eyeglasses, eyeglass frames or
contact lenses shall be considered a service provided by a health care provider
under this section if such items were necessitated by, damaged or destroyed in a
work accident resulting in personal injury compensable under this Ordinance.
This ordinance will not pay for additional medical cost associated with
purchase of exercising equipment, joining a health club, special beds and/or
whirlpools/spas if recommended by the health care physician.
The employee shall have only one treating health care physician at a time
coordinating the employee’s medical care.
Any change in health care provider or physician shall be approved by the
Ordinance Administrator prior to engagement of a new health care provider,
except in emergency situations. Services
rendered by a health care provider or physician prior to such approval shall not
be the responsibility of the employer. The
Administrator and employee may agree to a trial change of physician of such
duration as the Administrator shall determine, at the end of which the
Administrator shall make a final decision regarding the change of physician.
b.
An employee may not be compelled to undergo surgery or other invasive
procedures. If an employee desires
a second opinion on the necessity of recommended surgery or other invasive
procedure, the employer shall pay the cost of obtaining one second opinion.
Except in cases of emergency surgery, the employer, at its expense, may
require the employee to obtain a second opinion on the reasonableness and the
necessity of the surgery before the employee undergoes surgery and the employee
shall submit to recommended pre-surgery test which are generally accepted in the
Minnesota medical community to determine the reasonableness, necessity or
advisability of the surgery the employee desires.
c.
The employer’s responsibility for health care expenses pursuant to this
section shall be limited to charges adopted by the Minnesota Department of Labor
and Industry for medical services in Minnesota workers’ compensation cases,
unless the service is not addressed by the same, in which case the administrator
shall pay only for reasonable and customary charges.
d.
Request for chiropractic treatment must be referred by a designated
medical provider/physician and approved by the Ordinance Administrator prior to
treatment. The liability of the employer for chiropractic treatment expenses is
limited to care rendered within 30 days of the date of the injury, or 12
treatments, whichever is less, except for good cause clearly shown.
The burden of proving the reasonableness and necessity of additional
chiropractic care shall be on the employee.
e.
The employer shall not be responsible for payment of health care expenses
until the health care provider has furnished the Ordinance Administrator with
copies of medical records or reports substantiating the nature of the charges
for services, and the relationship of the services to the work injury, as well
as an itemized statement of the charges in sufficient detail to allow
application of the Minnesota Department of Labor and Industry schedules for fees
for medical services.
f.
A health care provider shall not collect, attempt to collect, refer a
bill for collection, or commence an action for collection against the employee,
employer, or any other party until the information required by this section has
been furnished by the health care provider to the Ordinance Administrator.
The health care provider shall not attempt to collect the balance over
the amount allowed by the Minnesota Department of Labor and Industry for medical
services from either the employer or the employee.
g.
The employer shall provide in-home health care services if prescribed and
clearly reasonable and necessary, by a licensed health care provider selected by
the Administrator.
Section 6.
Injury Resulting in Death:
“Dependent”
means one who derived more than half of his or her support from the employee.
“Child”
means a person entitled to inherit as a child of a deceased person under the
Minnesota Intestacy Law, one adjudged by a pre-injury adjudication in a court of
competent jurisdiction to be a child of an employee, or a stepchild.
Any such child must have been living with and dependent upon the employee
for support at the time of injury.
b.
If, as a result of an injury otherwise compensable under this Ordinance,
the employee dies leaving a spouse, or dependent child or children, compensation
shall be paid pursuant to this section:
(1)
If the employee dies leaving (a) a spouse or one child, the spouse or
child shall receive 60 percent of the workers compensation to which the employee
was entitled at the time of the employee’s death.
(b) If the employee is survived by a spouse and one child, the spouse and
one child shall be entitled to 80 percent of the workers compensation to which
the employee was entitled at the time of the employee’s death.
(c) If the employee is survived by a spouse and/or two or more children,
the spouse and/or children shall be entitled to 100 percent of the workers
compensation to which the employee was entitled at the time of the employee’s
death.
(2)
Payments to the spouse shall be made for a maximum of ten years,
terminating upon the remarriage of the spouse.
Payments to children shall be made until each child reaches age 18 unless
the child is a full-time student or physically or mentally incapable of
self-support, in which case payment shall be made to age 22.
3)
The amount of compensation to which a spouse or a particular child is
individually entitled shall be determined by the Ordinance Administrator,
subject to appeal to the Court.
(4)
The employer may require the appointment of a guardian or conservator to
receive payments on behalf of minor children under this section in the event
that the employee leaves no surviving spouse.
c.
The employer has a right to request an autopsy in the case of an injury
to the employee resulting in death to determine if the death was work related.
The employer shall pay the cost of any such autopsy.
d.
The employer shall pay burial expense, including the expense of a
headstone or grave marker, for an employee whose death resulted from a
work-related injury in an amount not to exceed $7,500.
Section 7.
Rehabilitation:
If an employee
suffers disability as a result of a work injury with the employer and because of
the effects of the work injury is unable to return to that employee’s usual
and customary type of employment with or without modification, or other suitable
work available with the employer, but has been release to other work with
restrictions, the employee shall be eligible to receive total compensation until
employee reaches maximum medical improvement as long as employee is engaged in a
reasonable and diligent search for work. At the sole option and cost of the Ordinance Administrator,
rehabilitation and vocational services may be provided to the employee.
Section 8.
Examinations:
The injured
employee must submit to reasonable examinations by a physician or other health
care provider if requested by the Administrator.
Reasonable travel expenses incurred by the employee in attending the
examination shall be paid by the Administrator at the same rate per mile as
business travel for the tribe is reimbursed, not to exceed one hundred miles per
trip unless pre-authorized by the Administrator. If an employee fails to attend without good cause such a
scheduled examination, the employee shall be held responsible to pay any
cancellation fee.
PART E
NOTICE OF INJURY, LIMITATION OF CLAIMS AND REPORTS
Section
1.
Notice of Injury:
No
compensation shall be due under this ordinance unless the employee provides the
employer with notice of the injury pursuant to rules promulgated under this
ordinance, within 7 days after the
occurrence of the injury. The
employer shall post notices conspicuously on its premises regarding an
employee’s obligations under this Ordinance.
Section 2.
First Report of Injury:
Upon
notice from the employee as specified by rule, the employer shall complete a
First Report of Injury and file the form with the Ordinance Administrator within
48 hours of receiving notice.
Section
3.
Limitation of Claims:
No
compensation benefits shall be paid or awarded under this Ordinance unless
employee seeks initial treatment within 30 days of injury.
If treatment lapses for a period of 60 days, employee shall be considered
at Maximum Medical Improvement (MMI) and no further compensation shall be paid
or awarded under this Ordinance.
PART F
CLAIMS PROCEDURES
Section
1.
Time and Method of Payment:
(a)
Payment of compensation shall be commenced within 14 days of notice to or
knowledge by the employer of an injury compensable under this Ordinance or new
period of lost time compensable under the Ordinance.
(b)
Once temporary total or permanent total disability benefits have been
commenced, they must continue to be paid on a regular basis on the date the
employee would have received wages from the employer had the employee continued
working subject to discontinuance and the limitations otherwise provided for
under this Ordinance. Payment of
temporary partial disability benefits is due 10 days following the date the
Ordinance Administrator receives the employee’s wage verification.
(c)
Medical expenses shall be paid within 30 days after receipt by the
Ordinance Administrator of itemized billings and medical records or reports
documenting the reasonableness and necessity of the medical services.
Section
2.
Denial of Claim.
Denial of Liability:
A
denial of primary liability or denial of a new period of total or partial
disability, permanent impairment disability or medical benefits must be made in
writing served on the employee and contain the specific reason for the denial in
language easily readable and understandable to a person of average intelligence
and education and must clearly state the facts forming the basis for the denial.
The denial must include information identifying the employee, the date of
claimed injury, claim number, the name and telephone number of the person making
the decision. The Ordinance Administrator shall enclose a claim petition with
instructions to the employee of the time limitations for challenging the denial.
Section
3.
Discontinuance of Benefits:
The
Ordinance Administrator may discontinue weekly compensation benefits by serving
a written notice on the employee. The
notice must identify the employee, the date of claimed injury, claim number, the
type of benefits being reduced or discontinued, the effective date of the
discontinuance and the reason for the discontinuance. The notice must be written in language easily readable and
understandable to a person of average intelligence and education and contain
sufficient detail to inform the employee of the factual basis for the
discontinuance. The notice must
also include an itemization of previous benefits paid, the name and telephone
number of the person discontinuing the benefits, and copies of any evidence,
medical or otherwise upon which the discontinuance is based. The Ordinance Administrator shall enclose a claim petition
with instructions to the employee of the time limitations for challenging the
denial.
Section
4.
Establishment of Court:
The
Tribal Council hereby establishes the Prairie Island Indian Community Workers’
Compensation Court. Hearing
examiners serving on the Court shall be impartial, objective and qualified
persons, licensed to practice law in the State of Minnesota and who are learned
in workers’ compensation law. The
Tribal Council shall determine the number of hearing examiners needed to resolve
disputes arising under this Ordinance and shall have the contractual authority
to appoint and establish the compensation and terms of office of such persons.
Authority to resolve disputes concerning claims arising from injuries
controlled by this Ordinance shall be vested in the Court.
The Prairie Island Indian Community Workers’ Compensation Court shall
have the power to subpoena witnesses, administer oaths and examine books and
records of the parties to a proceeding or otherwise investigate any matters in
dispute. The Court may enforce the
provisions of this Ordinance relating to the attendance and testimony of
witnesses in the examination of books and records.
Section
5.
Claim Petition:
The
Administrator shall provide the employee with a claim petition form with every
notice of denial or discontinuance of benefits. If an employee objects to the denial of a claim, or to a
reduction or discontinuance of benefits, the employee may file a claim petition
with the Court within 30 days of the date the denial or discontinuance was
served upon the employee. The claim
petition shall contain the name of the employee, the date of injury, claim
number, the type of benefits being sought, the basis of the claim for benefits,
and any evidence, medical or otherwise, in support of the employee’s claim.
The claim petition must make concurrent claim for all outstanding
disputed issues. The claim petition with supporting evidence must be served
upon the Ordinance Administrator. Failure
to file the claim petition within 30 days will result in loss of the right of
the employee to pursue those benefits affected by the denial or discontinuance.
Section
6.
Determination of Claim:
A
Hearing Examiner shall make a review of the denial of claim or discontinuance of
benefits by the Administrator, the claim petition of the employee, and any other
written evidence submitted by the Administrator or the employee. The employee
and Ordinance Administrator shall have 45 days from the date of the letter from
the Hearing Examiner to submit written evidence.
The Hearing Examiner may solicit or obtain such additional written
evidence as the Hearing Examiner deems necessary or equitable to render its
decision. The Hearing Examiner
shall make a written determination of the claim on the basis of the written
evidence and served to all parties within 30 days.
The determination of the Hearing Examiner shall be final upon the issues
presented by the evidence unless either party files with the Hearing Examiner a
written request for a hearing within 30 days of the date of the Hearing
Examiner’s written determination. If
a hearing is requested, no benefits shall be paid until the dispute is resolved
by hearing.
Section 7.
Right to on the Record Hearing:
Either
party may request an oral hearing on the record following determination of a
claim within 30 days of the date of the Hearing Examiner’s written
determination. Upon receipt of
request for hearing, the Court shall schedule a hearing before the Court at the
earliest date available. At the
option of the Tribal Council, the hearing may be conducted before a panel of
three individuals, one of whom shall be Hearing Examiner and the remaining two
shall be members of the Prairie Island Indian Community. Each panel member has an equal vote in determining the
outcome of the hearing. If the
Tribal Council does not elect to provide a panel in a case, the hearing will be
conducted by a Hearing Examiner. Each
party shall have the right to call and cross-examine witnesses under oath, and
submit exhibits. The Hearing
Examiner shall not be bound by formal rules of evidence and shall conduct the
hearing in as informal manner as possible.
The hearing shall be conducted in an impartial manner, and shall be tape
recorded. The determination of the
Hearing Examiner, or panel as the case may be, on the factual issues presented
shall be final. The decision shall
be rendered and served on all parties 30 days from the date of the hearing.
Section
8.
Appeal:
There
should be no further review of factual decisions made by the panel or hearing
examiner. A decision concerning
legal issues may be appealed by either party to the Prairie Island Indian
Community (herein after referred to as Tribal Court).
The appeal must be filed with the Administrator and the Tribal Court in
writing within 30 days of the date of the decision on which the appeal is based,
and shall be served on all parties. The
Tribal Court may remand the matter to the Hearing Examiner or panel for
additional factual determination if the Tribal Court determines that factual
record is inadequate. The written
decision of the Tribal Court shall be rendered and served on all parties within
30 days and shall be final. Address
for the Tribal Court: Clerk of
Court, 5001 West 80th Street, Suite 500, Bloomington, MN.
55437; Phone #952-893-1813 & Fax #: 952-893-0650.
Section
9.
Settlement:
If
after filing a claim petition the Ordinance Administrator and employee reach an
agreement to settle the employee’s benefits under this Ordinance, a written
memorandum of the agreement shall be filed with the Court.
The memorandum shall recite the terms and conditions of the agreement and
shall be signed by the parties to the agreement.
Upon filing of the memorandum with the Court, the agreement becomes
binding and enforceable by the parties.
Section
10.
Method of Service¾Notices,
Orders, and Decisions:
All
notices, decisions or orders provided for in this Ordinance may be served
personally or by United State mail. Time
periods shall be calculated starting on the day following the beginning of the
period, and shall include weekends and holidays.
However, if the last day of the period falls on a weekend or a holiday,
the time shall be extended to the next business day.
When a party is represented by an attorney, service must also be made on
the attorney. Where service is by mail, service is effected on the time
mailed if properly addressed and stamped.
Section 11.
Employee Advocate:
At
tribal expense, the Tribal Council shall provide an Employee Advocate
experienced with the Prairie Island Indian Community Workers’ Compensation
Ordinance. The Employee Advocate
will provide information, advice, and assistance to employees who request it
concerning rights, duties, benefits and proceedings under this Ordinance.
No employee shall be obligated to use the services of the Employee
Advocate.
Section 12.
Right to Legal Counsel:
Employees
may be represented by an attorney at any stage of the proceedings outlined in
this part. Attorneys’ fees shall
be based solely upon disputed benefits awarded and shall be subject to the
approval of the Hearing Examiner making the determination under sections 6, 7,
or 8. Costs shall be borne by the
party incurring them. Reasonable
attorney fees shall be deducted from compensation awarded to the employee in an
amount to be determined by the Court or Hearing Examiner. In determining a reasonable attorney fee, factors to be
considered are: the amount
involved, the time and expense necessary to prepare for the proceedings
involved, the responsibility assumed by counsel, the counsel’s expertise in
the area of workers’ compensation, the complexity of the disputed issues, the
nature of proof needed to be adduced, and the results obtained.
Section 13. Recoupment of Overpayment:
Payment
of compensation made under a mistake of fact or law by the employer or third
party administrator may be recouped from future payments of compensation to the
employee, whether for the same injury or not.
Credit applied against future payments shall not exceed 25 percent of
each future payment except in cases of lump sum payment of permanent impairment
benefits. Overpayment may not be
recouped against medical expenses due or payable. Intentional misrepresentation by an employee resulting in
benefits paid under this Ordinance allows the Tribal Council to bring an action
at law in this state against the employee to collect benefits paid as a result
of the intentional misrepresentation.
Section 14.
Discovery:
In
addition to the right of the Ordinance Administrator to request and obtain
authorizations from the employee or the employee’s dependents, either party
may engage in pre-hearing discovery, including, but not limited to, requests for
medical and employment records, depositions of parties or witnesses, requests
for statements, and identification of witnesses and exhibits expected at
hearing. Such discovery shall be
conducted in an informal manner. Refusal
to respond to reasonable discovery requests may result in the imposition of
sanctions, including delay or dismissal of claims or defenses, in the discretion
of the court. Reasonable discovery
requests shall not include financial information of the Prairie Island Indian
Community or its economic enterprises.
Section
15.Intervention:
No
third party which has paid benefits of any kind to or on behalf of an employee
whose injury is compensable under this Ordinance shall have the right to
intervene in any proceedings under this Ordinance or to otherwise be reimbursed
by the Prairie Island Indian Community in Minnesota or its Tribal Council.
RULES PROMULGATED PURSUANT TO
PRAIRIE ISLAND INDIAN COMMUNITY
WORKERS’ COMPENSATION ORDINANCE
EFFECTIVE 10-1-04
Rule 001.
Responsibility Assumed by Employer:
Pursuant
to Part A.3., the limited waiver of sovereign immunity is valid only for an
annual amount of one million dollars. The
annum for purpose of this rule shall run from October 1 through September 30.
Rule 002.
Amount of Benefits - Total Liability:
Pursuant
to Part D.1.b., a totally disabled employee shall receive compensation equal to
70% of the employee’s average weekly wage subject to a maximum of $615.
Rule 003.
Adjustment of Benefits:
Benefits
payable under Section D shall be increased at a rate of 2% per year with the
increase to be effective on the anniversary date of the injury.
The first increase shall not be made until the fourth anniversary of the
date of injury.
Rule
004.
Amount of Benefits - Partial
Disability:
Pursuant
to Part D.2., a partially disabled employee shall received compensation equal to
70% of the difference between the pre-injury average weekly wage and the amount
of the employee’s earning capacity in the employee’s partially disable
condition, subject to the maximum amount payable for total disability.
Rule 005.
Duration of Benefits:
Pursuant
to Part D.3.b., benefits for temporary or partial disability shall not be paid
beyond two years (104 weeks) subsequent to the date of injury.
Rule 006.
Employee’s Presumed Planned Date of Retirement:
The
employee’s presumed planned date of retirement shall be determined according
to the following chart:
|
Age
on Date of Injury |
Retirement
Presumed |
|
After |
|
|
|
|
|
60 |
60
months |
|
61 |
48
months |
|
62 |
42
months |
|
63 |
36
months |
|
64 |
30
months |
|
65 |
24
months |
|
66 |
21
months |
|
67 |
18
months |
|
68 |
15
months |
|
69+ |
12
months |
Rule 007.
Commencement of Compensation:
Pursuant
to Part D.1.c., no compensation shall be paid for an injury which does not
totally disable the employee for a period of at least seven consecutive days.
However, if the total disability extends beyond seven consecutive days,
compensation shall be computed from the eighth day of disability.
Rule 008.
Health Care Benefits-Provider:
Pursuant
to Part D.5.a., “health care provider” means only the designated medical
providers listed as follows: Fairview
Red Wing, Red Wing, MN; River Falls Medical Clinic, River Falls & Ellsworth,
WI.; Allina Medical Clinic, Eagan, MN.; Indian Health Services and Allina
Medical Clinic Hastings, Hastings, MN.
For emergency medical services,
“health care provider” may also mean Fairview Red Wing Hospital, Red Wing,
MN.
Rule
009. Notice of Injury:
Pursuant to
Part E. Section 1, immediately but no later than 7 days after the occurrence of
the injury, employees must follow these three steps when giving notice of
injury:
1. Inform
your supervisor of your injury.
2. Proceed
to the Treasure Island EMT Office for necessary treatment and to complete the
First Report of Injury Form.
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Copyright © 2003-2005, Prairie Island Indian Community. (Updated 12-21-04.)